23 Jun 2025
Filing a Claim Through FINRA vs. Filing a Regulatory Complaint: What’s the Difference?
When investors suffer losses due to misconduct by brokers or brokerage firms, they often don’t realize they have multiple avenues for seeking justice. Two of the most common—but very different—paths are filing a FINRA arbitration claim and submitting a regulatory complaint. At Harrison, we help wronged investors understand their options and fight for the
